Mild Traumatic Brain Injury: Long-Term Follow-Up of Central Auditory Processing After Auditory Training
Article information
Abstract
Background and Objectives
Even a mild traumatic brain injury can impair the peripheral and central parts of the auditory system. The objective was to compare the performance of individuals with mild traumatic brain injury in behavioral and electrophysiological central auditory tests before and after formal auditory training, and to verify the stability of these measures over time.
Subjects and Methods
Ten 16- to 64-year-old individuals diagnosed with mild traumatic brain injury underwent behavioral and electrophysiological assessment of the central auditory processing in three stages: before, right after, and six months after formal auditory training.
Results
Statistically significant differences were observed for speech by white noise, synthetic sentence identification, sound localization, verbal sequential memory, and duration pattern tests in the assessment six months after formal auditory training. No statistically significant differences were observed between the P300 assessments, either with tone-burst or speech stimulus, in N2 and P3 latencies, and P3 amplitude.
Conclusions
The results of the behavioral assessment of the central auditory processing improved, while the P300 remained stable with both stimuli, six months after completing formal auditory training. This demonstrates that auditory training has long-term benefits for people with mild traumatic brain injury.
Introduction
Neural plasticity (or neuroplasticity) refers to the capacity to change neural activity. It results from neuronal responses to environmental stimuli and internal human brain stimuli, which allows the central nervous system (CNS) to adapt to physiological changes and preexisting experiences. This culminates in a learning mechanism and an increase in and development of new input connections on the neural system [1]. The plasticity of the auditory mode can be defined as the alteration of nerve cells to adjust to the immediate environmental influences, resulting in behavioral changes. The brain can reorganize the activation of neurons and neural connections that were previously at rest, due to damage or lack of stimulation. These changes may take time and require specific training, or even develop through neuronal maturation without intervention [2].
In the acquired brain lesions, neuroplasticity is adaptive, and the nervous system can reorganize its structure and connections through intrinsic or extrinsic stimuli [3]. Hence, authors [4-6] reported that individuals with traumatic lesions need to receive auditory stimulation, as they observed that the perceptive processing of auditory information in the CNS and the neurobiological activity underlying this processing were altered—which is defined as central auditory processing disorder (CAPD) [7].
Many studies in the field of audiology have already documented neural plasticity in the central auditory system in individuals with CAPD [8,9]. Thus, the auditory system can and should be trained to improve the access to auditory information, aiming for a positive outcome not only in auditory skills but also in attention, memory, social, academic, work, and daily living skills. In a person with an acquired brain lesion, audiological assessment and intervention can lead them to have an improved quality of life and resume both work and academic activities performed before the injury [10].
Therefore, formal auditory training (FAT) is a neuroplasticity-based intervention approach, whose aim is to cause morphophysiological changes in the auditory pathways of the CNS and consequently in the patient’s behavior after it is carried out [8]. The FAT conducted in a sound booth has been increasingly used in the auditory rehabilitation of people with auditory processing disorder [2,11,12]. However, few studies in the literature approach the FAT in patients with acquired neurological lesions [13-16] especially those with a mild degree, in which case, none was found in the literature.
The long-term maintenance of skills improved through the FAT is of great importance to ensure the efficiency of the intervention, indicated by either behavioral or electrophysiological assessments of the central auditory processing (CAP), especially in neurological lesions [8].
Some studies in individuals with severe traumatic brain injury (TBI) demonstrated that the trained auditory skills remained stable a long time after the intervention had finished [17-19]. According to Batista [14], after the modification of the neural substrate and the behavioral learning, the environment and its demands reinforce the patterns learned and even keep the tendency of improvements.
We expect in this study that auditory information processing impairments caused by mild brain injury will be minimized and controlled after specific therapy intervention, with improved and stabilized results over time.
Hence, the objective of this study was to investigate the stability of the behavioral and electrophysiological measures of the CAP six months after finishing the acoustically-controlled auditory training in adults after mild TBI.
Subjects and Methods
Subjects
The sample of the study comprised ten 16- to 64-year-old individuals who had suffered a brain lesion 4 to 12 months before. They had a medical diagnosis of mild closed TBI, considering the Glasgow coma scale when they were admitted to the hospital (Table 1). They had no previous or current complaints of affections in the auditory system; auditory thresholds lower than or equal to 25 dB HL between 250 Hz and 4,000 Hz, bilaterally [20]; tympanometry type A curve, bilaterally [21]; and absence of diagnosed psychiatric alterations, such as depression, anxiety, bipolar and schizophrenic disorders.
Methods and analysis of audiological tests
The procedures used in this study were the behavioral and electrophysiological assessments of the CAP. They were conducted at three different moments: before the FAT, right after the last FAT session, and six months after finishing the FAT.
Behavioral assessment of the CAP comprised 10 tests, namely: sound localization test (SLT), sequential memory test for verbal sounds (SMTV) and sequential memory test for nonverbal sounds (SMTNV), speech by white noise (SWN), synthetic sentence identification (SSI) with an ipsilateral competing message, dichotic staggered spondaic word, duration pattern test (DPT), dichotic consonant-vowel test (DCVT), random gap detection test (RGDT), masking-level difference (MLD). The audiometer used was the model GSI-61, manufactured by Grason-Stadler (Eden Prairie, MN, USA), with TDH-50P earphones (Grason-Stadler). The analysis criteria used in each test were those proposed by Pereira [22], as shown in Table 2.
For the electrophysiological assessment, the individuals were seated in a comfortable reclining chair in an acoustic, electrically treated room.
For the cognitive potential (P300) research, two stimuli were used: tone-burst and speech. To obtain the potentials, the stimulus was presented monaurally at 75 dB HL, at the frequencies of 1,000 Hz (frequent stimulus) and 2,000 Hz (rare stimulus), lasting 50 ms, following the rare-frequent paradigm. To obtain the potential using the speech stimulus, the syllables used were “ba” (frequent stimulus) and “da” (rare stimulus). For both stimuli (tone-burst and speech), the person was instructed to count the number of times the rare stimulus appeared, telling the total number at the end of the pick-up. The N2 and P3 latencies and P3 amplitude were registered and analyzed, in a new tracing, resulting from subtracting the rare tracing from the frequent one.
The potential analysis with tone-burst stimulus considered the normality values for N2 and P3 latencies proposed by McPherson [23]. As for the potential analysis with speech stimulus, the reference value used was the one proposed by Perez, et al. [24].
After these two assessments, the individuals were submitted to 10 weekly individual FAT sessions, lasting 50 minutes each, following the FAT activity schedule in each session (Table 3). In each session, the activities proposed were recognition and discrimination of verbal and nonverbal sounds, temporal ordering, figure-ground for verbal and nonverbal sounds, and auditory closure. The tasks and signal-to-noise ratio were progressively organized, according to the level of complexity. To move to the next stage of the auditory training, the person had to present at least 70% of correct answers [8].
Statistical analysis
The statistical calculations of the research data were obtained through the IBM SPSS program, version 25 (IBM Corp., Armonk, NY, USA). To evaluate the difference between the three assessments (before, right after, and six months after the FAT), the F-test (ANOVA) was used for repeated measures; Student’s t-test for null correlation hypothesis; Wilcoxon test for rejection of the hypothesis; and in case of significant difference, Bonferroni or least significant difference multiple comparison tests were used. The margin of error used in the decision of the statistical tests was 0.05.
Ethics committee approval and informed consent
This is a descriptive, longitudinal, cross-sectional study, conducted in the clinical audiology and neuroaudiology outpatient center in the course on hearing disorders in the department of speech-language-hearing of the Universidade Federal de São Paulo (UNIFESP). It was approved by the Research Ethics Committee of the Universidade Federal de São Paulo (UNIFESP), under number 1.844.535. All the individuals—or the adult responsible for them—signed the informed consent and/or assent form before the study began.
Results
The results of this study were based on the assessments of 10 individuals—two females and eight males, aged from 16 to 64 years, who had suffered mild TBI—before and after the FAT. Two of these individuals were not assessed six months after finishing the FAT: one for incompatible schedules and the other for family health issues. Hence, eight individuals were assessed six months after the FAT.
The results of the behavioral assessment of the CAP are presented in Table 4, considering the three assessment moments: before the FAT, right after finishing the FAT, and six months after finishing the FAT. It is worth mentioning that all subjects showed abnormal results in at least one of the behavioral procedures performed.
There was statistically significant difference in the SWN in the right (p=0.022) and left ear (p=0.019); in the SSI in the right (p=0.001) and left ear (0.009); in the SLT (p= 0.021); SMTV (p=0.010); and DPT (p=0.024) in the assessments six months after the FAT when compared to the assessments before and after the FAT (Table 4). In the other tests, it was observed that the means of the results of the reassessment six months after the FAT remained stable, comparing them with the assessment right after the FAT.
In the assessment after six months, despite the stability of the results of some tests, there was mostly a tendency to better results in the SWN, DCVT-errors, SMTV, SMTNV, and RGDT.
The quantitative reduction of altered individuals in all reassessment tests six months after the FAT is shown in Table 5, in comparison with the post-FAT assessment, except for the DPT and MLD.
For the tone-burst stimulus, no statistically significant difference was observed in the N2 and P3 latencies and P3 amplitude between the assessment before, right after, and six months after the FAT (Table 6).
For the speech stimulus, no statistically significant difference was observed either in the N2 and P3 latencies and P3 amplitude between the assessment before, right after, and six months after the FAT (Table 6).
Discussion
CAPD was identified in subjects after mild TBI using behavioral and electrophysiological measures. Subjects were enrolled in a FAT program and reevaluated twice after the intervention: right after and six months after the last training session. Performance was better in behavioral measures after the training program.
In the assessment conducted in this study six months after finishing the FAT, better quantitative and qualitative results were observed in some of the procedures, as well as stability of the results of others. This demonstrates modifications in the plasticity of the CNS, with better responses in all behavioral assessment tests, and no worse performance in the auditory skills and P3 latencies of the cognitive potentials, in the follow-up assessment six months after the FAT.
Usually, mild TBI does not have severe sequelae perceived by the individual. Either with or without surgical intervention, the patients in this study had a quick recovery. Four months after the TBI, they underwent behavioral and electrophysiological assessments. In this sense, the individual can recover quickly and resume their activities of work and daily living oftentimes without recognizing the difficulties resulting from brain trauma. When a person suffers a TBI, even without apparent sequelae, the central auditory nervous system can be affected—which requires assessment and rehabilitation. This study proves to be original, as there are few studies with long-term follow-up after stimulation, aiming to characterize the auditory performance of subjects after mild TBI, comparing the results in behavioral and electrophysiological tests before and after FAT, whether there was stability in the responses obtained after the therapeutic intervention, especially in the mild cases.
It is known that auditory skills training can stimulate neuroplasticity, and in many cases, the maintenance of the behavioral improvements depends on continuous exposure to therapy [3]. Thus, Murphy, et al. [25] demonstrated the efficiency of the auditory training for the stimulation of neural plasticity through the improvement of the auditory skills in the individual with TBI.
In the descriptive analysis of the CAP reassessment six months after the FAT, comparing the assessments before and after it (Table 4), a statistically significant difference was observed in the comparison of the means of the SWN and SSI tests in both ears, SLT, SMTV, SMTNV, and DPT. Hence, it demonstrates that six months after the FAT there was a long-term improvement in the auditory skills of auditory closure, figure-ground for verbal sounds in monotic hearing, sound source localization, verbal sounds sequential organization, and temporal processing regarding the duration of the sounds.
It should be highlighted that the DCVT (amount of errors), SMTNV, RGDT, and MLD tests presented better mean results in the reassessment six months after the auditory training when compared to the assessment right after it. The SSW and DCVT test (number of correct answers) maintained stable results when compared to the post-FAT assessment, and improved, as previously stated, in relation to the pre-intervention assessment. Therefore, it is demonstrated that the skills already improved in the FAT further improved during the follow-up, whereas some remained stable (i.e., no worsening was observed in the performance of any of the tests used, evidencing the efficiency of the therapeutic approach). This reinforces the concept of neural plasticity, which states that when the neural substrate is modified, the environment itself reinforces the learned pattern [12].
It was observed in the DCVT that the right ear maintained its advantage in the reassessment six months after the FAT. That had already been observed in the assessments before and right after the FAT, reinforcing the left hemisphere dominance for linguistic sounds in this group of patients.
In the qualitative analysis of the behavioral tests (Table 5), it was observed in the reassessment six months after the FAT that few individuals maintained alterations in any skill; a 100% normality was verified in the SSI, SMTV, and RGDT tests. These changes and maintenance of results six months after the FAT reflect the capacity of a person with mild TBI to modify behaviors due to neuroplasticity after auditory stimulation and remain stable through time. Furthermore, they reinforce the importance of a long-term follow-up in these individuals to make new therapeutic decisions.
Therefore, the CAP results in the reassessment six months after the FAT demonstrated that the long-term follow-up was important to reveal the stability and improvements of the auditory skills after the FAT in individuals with mild TBI. This shows the capacity of the brain to be modified with the therapeutic stimulus and maintain it with the environmental stimulus. Hence, it corroborates the study by Murphy, et al. [25], who reassessed individuals with moderate TBI four months after the FAT and observed that the performance remained stable in the skills of figure-ground for verbal sounds and auditory closure.
Other studies [19,26,27] also described the efficiency of the auditory training and the maintenance of the trained auditory skills after six months or more, proving the long-term efficiency of the training in individuals with CAPD.
In the descriptive analysis of the cognitive potential register (Table 6) six months after the FAT, despite the P3 latency presenting a decrease, it was not statistically significant either for tone-burst or speech stimuli. Hence, the results were stable.
It is important to highlight that most of the CAP test results in the assessment six months after the intervention involved verbal stimuli. This corroborates the cognitive potential result (P300), which had lower P3 latency for the speech stimulus in both ears, between the assessments before and after the FAT, with symmetry between the ears in the follow-up assessment. This result demonstrated that a shorter time was required to process acoustic information with linguistic symbols (speech) than tonal stimuli (Table 6), in individuals with mild TBI. This reveals a neurophysiological change in the CNS in the long run.
Regarding the N2 latency, no statistically significant difference was observed between the assessments for both stimuli. Nevertheless, a decrease in N2 latency in both ears was noticed with tone-burst stimulus and a decrease in N2 latency in the left ear for speech stimulus, in the assessment six months after the FAT (Table 6). This preattentional moment represented by the N2 wave for the speech stimulus may mean that the individuals in this study were attentive at the beginning of the stimulus, which is a preconscious moment from the environmental to the speech stimulus. Then, as the cognitive activity (P300) began, the perception, discrimination, and sound stimulus recognition improved, which was observed in the decreased P3 wave latency in the assessment six months after the therapeutic intervention.
In summary, it was noticed in this study that verbal sounds were more easily discriminated after the FAT, as observed by the increase in P3 amplitude for speech stimuli. Hence, it can be stated that there was neural plasticity, which was also observed in the behavioral tests that showed improvement in the performance of attention, memory, and selective attention skills. It is important to highlight that there was a statistically significant difference between the ears in P3 amplitude and that in the post-FAT assessment the ears had symmetrical results (Table 6). Also, the P3 amplitude remained stable in the assessment six months after the FAT, demonstrating a maintained number of neural sources that the attentional system mobilized to perform the task.
Given that, when observing these results, it can be stated that the FAT helped the individuals with mild TBI to overcome their difficulties in processing acoustic information. Hence, they attained a better quality of life and improved longterm cognitive, memory, and attention skills, as stated by the subjects during the follow-up period. Similarly, Figueiredo, et al. [17] verified that the P300 results remained stable in individuals with severe TBI one year after the FAT. This demonstrated not only the maintenance of the neurophysiological changes achieved after the auditory training but also long-term improvements.
Duncan, et al. [28] assessed the cognitive potential two years after the TBI and observed delayed P3 latency and decreased P3 amplitude. The individuals did not undergo therapeutic intervention, although they were stimulated by the environment. Thus, the P300 had worse results or remained altered in the long run, which suggests cognitive and information processing impairment, reinforcing the importance of enrolling these patients in intervention programs.
As for the individuals in this study who were submitted to an auditory stimulation through the FAT and were reassessed six months after the training, the P3 amplitude remained stable in both eliciting stimuli. Regarding the differences between the ears, for the P3 latency with tone-burst, a neural synchrony balance was observed six months after the FAT (Table 6).
According to Polich, et al. [29], the reliability of long-term stability of the P300 component reflects in habituation or dishabituation of certain processes in the CNS. Matas, et al. [30] demonstrated great reliability for P3 wave stability after three months in normal adults. Hence, it is a recommended procedure for therapeutic monitoring.
There is no consensus in the literature regarding the relationship between the degree of severity in TBI and the performance in the electrophysiological assessment before and after the intervention. Murphy, et al. [25] demonstrated morphological deterioration and P3 amplitude reduction in moderate TBIs, highlighting the nonstability of the results in assessments 4 months after auditory training. Godoy and Gil [18] showed maintained performance in the behavioral tests and improved electrophysiological results after FAT, evidenced with the P3 decreased latency and increased amplitude in both ears, in severe TBIs.
Ledwidge and Molfese [31] demonstrated that there are long-term cognitive impairments associated with past concussions. Thus, Segalowitz, et al. [32] showed that individuals who suffered mild TBI, even with excellent behavioral recovery, can have subtle deficits in the attention processes, which can last for a long time after the brain lesion. These require attention regarding diagnosis and rehabilitation. Hence, it can be reflected in the need for individuals with TBI to undergo rehabilitation of the auditory skills and continue the therapeutic follow-up and monitoring of the results of long-term auditory and cognitive skills.
Hence, this study showed the importance of not only assessing the patient and conducting a therapeutic intervention program but also following up with the individual to observe the stability of the results obtained after the FAT. Thus, these individuals are given a better quality of life—who are mostly young and need to resume their academic and professional activities.
It is suggested that other studies assessing the central auditory pathway be conducted with long-term follow-up after the FAT. Further studies must make use of larger samples with the therapeutic intervention of the CAP. Hence, greater scientific evidence would be provided for the findings obtained in this study.
This study concluded that the improvement in the results of the behavioral assessments of the CAP and the stability of the P300 in tone-burst and speech stimuli six months after finishing the FAT demonstrated that the training program helped the individuals with mild TBI reduce the difficulty in processing acoustic information. This resulted in improved long-term cognitive, memory, and attention skills.
Acknowledgements
Gratitude is extended to my colleague doctor responsible for the neurotrauma outpatient center of the university hospital) for referring the patients for this study. Also, to my colleague doctor for the discerning review of the auditory electrophysiological tracings.
Coordination for the Improvement of Higher Education Personnel (CAPES–Brazil), a foundation of the Brazilian Ministry of Education (MEC).
Notes
Conflicts of interest
The authors have no financial conflicts of interest.
Author Contributions
Data curation: Ana Karina Lima Buriti. Formal analysis: Ana Karina Lima Buriti. Funding acquisition: Ana Karina Lima Buriti. Investigation: Ana Karina Lima Buriti. Methodology: Ana Karina Lima Buriti. Project administration: Ana Karina Lima Buriti. Resources: Daniela Gil. Software: Daniela Gil. Supervision: Daniela Gil. Validation: Daniela Gil. Visualization: Daniela Gil. Writing—original draft & editing: Ana Karina Lima Buriti. Writing—review: Daniela Gil. Approval of final manuscript: all authors.